SIST EN 16602-70-55:2015

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.Raumfahrtproduktsicherung - Mikorbiologische Prüfung von Flughardware und ReinräumenAssurance produit des projets spatiaux - Examen microbiologique des matériels de vol et des salles blanchesSpace product assurance - Microbiological examination of flight hardware and cleanrooms49.140Vesoljski sistemi in operacijeSpace systems and operations07.100.99Drugi standardi v zvezi z mikrobiologijoOther standards related to microbiologyICS:Ta slovenski standard je istoveten z:EN 16602-70-55:2015SIST EN 16602-70-55:2015en,fr,de01-november-2015SIST EN 16602-70-55:2015SLOVENSKI
STANDARD



SIST EN 16602-70-55:2015



EUROPEAN STANDARD NORME EUROPÉENNE EUROPÄISCHE NORM
EN 16602-70-55
September 2015 ICS 49.140
English version
Space product assurance - Microbiological examination of flight hardware and cleanrooms
Assurance produit des projets spatiaux - Examen microbiologique des matériels de vol et des salles blanches Raumfahrtproduktsicherung - Mikorbiologische Prüfung von Flughardware und Reinräumen This European Standard was approved by CEN on 25 October 2014.
CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions.
CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom.
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels © 2015 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. Ref. No. EN 16602-70-55:2015 E SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 2 Table of contents European foreword . 4 Introduction . 4 1 Scope . 6 2 Normative references . 7 3 Terms, definitions and abbreviated terms . 8 3.1 Terms defined in other standards . 8 3.2 Terms specific to the present standard . 8 3.3 Abbreviated terms. 8 4 Principles . 10 5 Requirements . 11 5.1 Specifying test . 11 5.1.1 General provision . 11 5.1.2 Specifying the test means . 11 5.1.3 Specifying the test procedure . 12 5.2 Validation . 13 5.3 Preparing and performing the microbiological examination . 13 5.3.1 General . 13 5.3.2 Preparing microbiological assays . 13 5.3.3 Performing microbiological assays . 13 5.3.4 Personnel . 14 5.4 Recording and reporting the test results . 14 5.4.1 Test records . 14 5.4.2 Test report . 15 5.4.3 Acceptance criteria and nonconformance . 15 Annex A (normative) Request for microbiological examination - DRD . 16 Annex B (normative) Microbiological examination test specifications and procedures (Work Proposal) - DRD . 17 Annex C (normative) Microbiological examination test report - DRD . 19 SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 3 Annex D (informative) Procedures for swab assays . 21 Annex E (informative) Procedures for wipe assays . 38 Annex F (informative) Procedures for contact plates . 56 Annex G (informative) Procedure for active air sampling . 58 Bibliography . 60
Figures Figure 4-1: Microbiological examination process overview . 10 Figure D-1 : Flow chart for the standard swab assay (swab assay 1) . 21 Figure D-2 : Flow chart for swab assay 2. 24 Figure D-3 : Flow chart for swab assay 3. 26 Figure D-4 : Flow chart for swab assay 4. 29 Figure D-5 : Flow chart for swab assay 5 (anaerobic conditions from resuspension onwards) . 31 Figure E-1 : Flow chart for the standard wipe assay (wipe assay 1) . 39 Figure E-2 : Flow chart for wipe assay 2 . 42 Figure E-3 : Flow chart for wipe assay 3 . 44 Figure E-4 : Flow chart for wipe assay 4 . 47 Figure E-5 : Flow chart for wipe assay 5 (anaerobic conditions from resuspension onwards) . 50
Tables Table D-1 : Primers for amplification of 16S rDNA from Archaea, Bacteria and Fungi . 35 Table E-1 : Primers for amplification of 16S rDNA from Archaea, Bacteria and Fungi . 53
SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 4 European foreword This document (EN 16602-70-55:2015) has been prepared by Technical Committee CEN/CLC/TC 5 “Space”, the secretariat of which is held by DIN. This standard (EN 16602-70-55:2015) originates from ECSS-Q-ST-70-55C. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by March 2016, and conflicting national standards shall be withdrawn at the latest by March 2016. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN [and/or CENELEC] shall not be held responsible for identifying any or all such patent rights. This document has been prepared under a mandate given to CEN by the European Commission and the European Free Trade Association. This document has been developed to cover specifically space systems and has therefore precedence over any EN covering the same scope but with a wider domain of applicability (e.g. : aerospace). According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 5 Introduction The UN Outer Space Treaty of 1967 sets up the general principles applicable to the exploration and use of outer space. Article IX of the Outer Space Treaty constitutes the primary statement of international law:
“States parties shall pursue studies of outer space, including the Moon and other celestial bodies, and conduct exploration of them so as to avoid their harmful contamination and also adverse changes in the environment of the Earth resulting from the introduction of extraterrestrial matter and, when necessary, adopt appropriate measures for this purpose”.
Harmful contamination in that sense is defined as biological contamination, including organic-constituents, to protect the environment in order to allow future exobiology research. The Committee On Space Research (COSPAR) has established some planetary protection guidelines, based on the Outer Space Treaty. These guidelines impose requirements on spaceflight missions according to target body/mission type combinations.
The objective of this Standard is to ensure that the proper procedures for establishing the microbiological contamination on flight hardware and controlled environments are in place to meet the planetary protection constraints. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 6 1 Scope This standard defines test procedures for quantitative and/or qualitative microbiological examination of surfaces of flight hardware and in microbiologically controlled environments (e.g. cleanroom surfaces, cleanroom air, isolator systems). The following test methods are described: • Surface and air sampling and detection of biological contaminants with swabs, wipes, contact plates and air samplers, followed by cultivation for bioburden determination. • Sampling of biological contaminants by DNA analysis from swabs and wipes. The test methods described in this standard apply to controlling the microbiological contamination on all manned and unmanned spacecraft, launchers, payloads, experiments, ground support equipment, and cleanrooms with planetary protection constraints. This standard does not address molecular contamination control. This standard does not address the principles and basic methodology for controlling cleanrooms and associated controlled environments with constraints on particulate contamination.
This standard may be tailored for the specific characteristic and constrains of a space project in conformance with ECSS-S-ST-00. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 7 2 Normative references The following normative documents contain provisions which, through reference in this text, constitute provisions of this ECSS Standard. For dated references, subsequent amendments to, or revision of any of these publications do not apply, However, parties to agreements based on this ECSS Standard are encouraged to investigate the possibility of applying the more recent editions of the normative documents indicated below. For undated references, the latest edition of the publication referred to applies.
EN reference Reference in text Title EN 16601-00-01 ECSS-S-ST-00-01 ECSS system – Glossary of terms EN 16602-10-09 ECSS-Q-ST-10-09 Space product assurance – Nonconformance control system EN 16602-20 ECSS-Q-ST-20 Space product assurance - Quality assurance EN 16602-70-01 ECSS-Q-ST-70-01 Space product assurance - Cleanliness and contamination control
SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 8 3 Terms, definitions and abbreviated terms 3.1 Terms defined in other standards For the purpose of this Standard, the terms and definitions from ECSS-S-ST-00-01 apply. 3.2 Terms specific to the present standard 3.2.1 bioburden quantity of viable microorganisms measured with a specified assay 3.2.2 biodiversity identification of type of microorganism, measured with specified assays 3.2.3 anaerobic gas with ≤ 40 ppm O2 3.3 Abbreviated terms For the purpose of this Standard, the abbreviated terms from ECSS-S-ST-00-01 and the following apply:
Abbreviation Meaning ASTM American Society for Testing and Materials DNA Desoxyribonucleic acid DNase Deoxyribonuclease IEST Institute of Environmental Sciences and Technology IPA Isopropylalcohol ISO International Organization for Standardization PBS Phosphate buffered saline solution PCR Polymerase chain reaction PDA Potato Dextrose Agar SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 9 R2A A low nutrient bacterial medium with agar rDNA Ribosomal DNA RNase Ribonuclease S Svedberg unit TE Tris-EDTA, 2-Amino-2-(hydroxymethyl)propane-1,3-diol ethylenediaminetetraacetic acid TSA Trypticase Soy Agar TGA Thioglycollate Agar
SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 10 4 Principles The activities related to microbial examination requirements, specifications, procedures and reports are described in Figure 4-1, and the related standardization requirements are captured in clause 5. Specifying test Preparing and performing testQuality RequirementsRecording and reporting
test Work Proposal for microbiological examination (including test specification and procedure (Annex B) Microbiological examination results (including identified deviations, if any)Report for microbiological examination (Annex C) Request for microbiological examination
(Annex A) Customer approvalNCR (if any identified deviation) Figure 4-1: Microbiological examination process overview Clause 5.1 provides the test specification.
Clause 5.2 and 5.4 provide the requirements for preparing, performing, recording and reporting microbiological examination. The methods for bioburden determination are used to obtain an indication of the overall bioburden, but not for a general assessment of all microorganisms present in a sample. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 11 5 Requirements 5.1 Specifying test 5.1.1 General provision a. The customer shall provide a request for microbiological examination in conformance with Annex A DRD. b. ECSS-Q-ST-20 shall be made applicable in the request for microbiological examination. c. ECSS-Q-ST-10-09 shall be made applicable in the request for microbiological examination. d. For safety and security, the test centre shall comply with the “Safety and security” requirements of ECSS-Q-ST-20-07. NOTE
Examples of safety issues are hazard and health. Example of security issues is access control. e. Cleanliness and contamination control requirements according to ECSS-Q-ST-70-01 shall be applied for space hardware. f. The supplier shall provide a microbiological examination proposal in conformance with Annex B DRD. NOTE 1 Quality standards for microbiological laboratories should follow ISO 17025. NOTE 2 Additional specific requirements (e.g. avoidance of certain chemical functionalities) can be imposed by the mission objectives. 5.1.2 Specifying the test means 5.1.2.1 Facilities
a. The work area shall comply to the rules and guidelines of good laboratory practice. b. The ambient conditions for the process and work areas shall be (22 ± 3) °C with a relative humidity of (55 ± 10) % unless otherwise stated. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 12 5.1.2.2 Equipment, reagents and consumables a. The supplier shall identify and specify the list of the equipment, reagents and consumables necessary to set up and run the approved test procedures. NOTE
If the test procedures proposed in Annex D - Annex G are executed by the supplier, the corresponding equipment, reagents and consumables specification is described therein. 5.1.3 Specifying the test procedure 5.1.3.1 Test procedures a.
Surfaces with an area of maximal 25 cm2 shall be sampled with swabs and surfaces with an area of maximal 1 m2 shall be sampled with wipes. NOTE
Multiple swabs and wipes can be used to sample a larger surface area.
b. Bioburden shall be determined with assays for quantification of aerobic mesophilic bacteria. NOTE 1 Example procedures are given in Annex D.1, D.2., E.1 and E.2. NOTE 2 This sampling is only appropriate for materials and material combinations (e.g. electrochemical compatibility, see ECSS-Q-ST-70-71) that can tolerate sample collection using damp materials. c. Biodiversity shall be determined with assays for determination of the type of micro-organism. NOTE 1 Example procedures are given in Annexe D.2 to D.5 (swabs) and Annexes E.2 to E.5 (wipes). NOTE 2 In addition, non-culture-based methods are used for the molecular analysis of non-cultivable microorganisms with example procedures in Annex D.6 (swab) and Annex E.6.1 (wipe).
NOTE 3 This sampling is only appropriate for materials and material combinations (e.g. electrochemical compatibility, see ECSS-Q-ST-70-71) that can tolerate sample collection using damp materials.
NOTE 4 For cleanroom control also contact plates and active air samplers can be applied with example procedures in Annex F (contact plates) and Annex G (active air sampling).
d. Air sampling shall be applied for continuous clean room monitoring. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 13 5.2 Validation a. The test procedures shall be validated in accordance to customer requirements or specifications. NOTE
This validation can include the determination of relative or absolute efficiencies of the sampling and analysis method to establish a correction factor for the absolute bioburden numbers. 5.3 Preparing and performing the microbiological examination 5.3.1 General a. The microbiological examination proposal shall be provided for customer approval. b. The test proposal shall include the procedures. c. ECSS-Q-ST-20 shall apply for the establishment of the test procedures. 5.3.2 Preparing microbiological assays 5.3.2.1 Identification a. Locations where microbiological assays are taken shall be clearly identified with appropriate details to maintain traceability. NOTE
For example, microbiological assay plan. b. Assays shall be identified as a minimum by: 1. Date and time 2. Operator(s) 3. Reference to trace location of assay 4. Type of assay 5. Area of the assay or air volume taken 6. Storage conditions of assay sample. 5.3.2.2 Preparation, handling and storage of reagents and consumables a. Rules and guidelines of good laboratory practice shall be followed. 5.3.3 Performing microbiological assays a. The supplier shall perform the approved microbiological examination procedures in conformance with Annex B DRD. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 14 NOTE 1 Examples of approved microbiological assay procedures are given in Annex D - Annex G. NOTE 2 Sterile operations and sample processing are performed in laminar flow environment according to ISO 5 particulate cleanliness level defined in ISO 14644-1.
5.3.4 Personnel a. Personnel conducting microbiological examination of flight hardware and cleanrooms shall be trained in microbiology. NOTE
Guidance on training can be found in ISO 14698 part 1, Annex G. 5.4 Recording and reporting the test results 5.4.1 Test records a. The test records of the microbiological examination shall be retained for, at least, ten years or in accordance with customer requirements. b. The quality records shall contain as a minimum the following: 1. Date and time of the assay campaign 2. Operator(s)
3. Type of assay and assay procedure 4. Traceable details about assay NOTE
For example, location, area, air volume. 5. Storage conditions of assay sample NOTE
For example, temperature after sampling at packaging, transport time, temperature at start of assay. 6. Details of the equipment used for the assay 7. Comments concerning any unusual occurrence during sampling, transport or assay 8. Reports of the microbiological examination results NOTE
Depending on customer requirements the calculation of the bioburden can include a correction factor (see 5.2). c. The test records of the microbiological examination shall be composed of: 1. the request for microbiological examination in conformance with Annex A DRD, 2. the microbiological examination proposal in conformance with Annex B DRD, SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 15 3. the microbiological examination report in conformance with Annex C DRD, 4. a conclusion with respect to the compliance with the project requirements (acceptance criteria) and associated non-conformances. 5.4.2 Test report a. The supplier provide a test report in conformance with the DRD in Annex C and the requirements on “Test reports” of ECSS-Q-ST-20. b. The supplier shall submit the test report to the customer for approval. 5.4.3 Acceptance criteria and nonconformance a. Acceptance criteria shall be defined (beforehand) in common agreement between the test authority and the customer. b. Any suspected or actual equipment failure shall be recorded as project non conformance report so that previous results may be examined to ascertain whether or not re-inspection and re-testing. c. The test procedures shall contain an instantiation or adaptation for the test item of the non conformance processing flow chart as described in ECSS-Q-ST-10-09. NOTE
In the frame of research and development activities, this is not necessary. d. The supplier shall notify the customer of the non conformance details. e. Traceability shall be maintained throughout the process from incoming inspection to final measurements and calculations, including details of the test equipment and personnel employed in performing the task. f. Evaluation of other properties may be invoked by the customer. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 16 Annex A (normative) Request for microbiological examination - DRD A.1 DRD identification A.1.1 Requirement identification and source document This DRD is called from ECSS-Q-ST-70-55, requirement 5.1.1a. A.1.2 Purpose and objective The purpose of the request is the quantitative and/or qualitative microbiological examination of surfaces of flight hardware and in microbiological controlled environments (e.g. cleanroom surfaces, cleanroom air, isolator systems).
A.2
Expected response A.2.1 Scope and content a. The Request for microbiological examination shall include or refer to the following information: 1. Objective of the test activity. 2. Background and justification to the test activity. 3. Identification of flight hardware or cleanroom facilities to be investigated (including state of controlled environment at rest and operation). 4. Description of test activity. 5. Deliverables. 6. Applied quality standards for microbiological laboratory. A.2.2 Special remarks None. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 17 Annex B (normative) Microbiological examination test specifications and procedures (Work Proposal) - DRD B.1 DRD identification B.1.1 Requirement identification and source document This DRD is called from ECSS-Q-ST-70-55, requirement.5.1.1f. B.1.2 Purpose and objective The work proposal is a document that specifies the test activity for the microbiological examination. The work proposal is prepared by the supplier who is responsible for the test activity, and it is submitted to the customer for review and approval.
B.2 Expected response
B.2.1 Scope and content a. The WP shall include or refer to the following information: 1. A proposed work description giving: (a) the objectives of the test activity, (b) applied quality standards for microbiological laboratory, (c) test procedure and reference to standards (this includes sources), (d) identification of flight hardware or cleanroom facilities (including state of controlled environment at rest and operation), (e) test conditions, including environment, properties evaluated and measurement techniques, (f) expected test output, (g) validation protocol. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 18 2. A proposed settlement describing the test procedures and any deviation from the conditions initially requested by the customer. 3. A financial and administrative proposal including: (a) responsible person for the activity, (b) list of deliverable items, (c) work breakdown structure defining the required operations (which include. preparation of specimens, testing, evaluation of results, reporting) and responsibilities, (d) time schedule, (e) itemized cost list. B.2.2 Special remarks None. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 19 Annex C (normative) Microbiological examination test report - DRD C.1 DRD identification C.1.1 Requirement identification and source document This DRD is called from ECSS-Q-ST-70-55, requirement 5.4.2a. C.1.2 Purpose and objective The purpose of the microbiological examination test report is to provide quantitative and/or qualitative evidence of microbiological contamination on sampled surfaces or in cleanroom air. C.2 Expected response
C.2.1 Scope and content a. The microbiological examination test report shall include or refer to the following information: 1. Description of the purpose, objective, content and the reason prompting its preparation. 2. Description of the sampled flight hardware or microbiologically controlled environment or a reference to the document containing its identification characteristics. NOTE
For example, request for microbiological examination DRD., 3. Applied quality standards for microbiological laboratory. 4. Validation protocol. 5. Calibration tools. 6. The microbiological assay procedures or a reference to the document containing the description of the test procedure. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 20 NOTE
For example, microbiological assay specifications and procedures DRD. It often consist in describing the as- run test procedure as well as any deviation from the initial test procedure (including a discussion of possible effect on test 7. The test results. 8. Statistical analysis. 9. Discussion about the test results. 10. Conclusion and recommendations. C.2.2 Special remarks None. SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 21 Annex D (informative) Procedures for swab assays D.1 Swab assay 1 (standard swab assay) D.1.1 General With this assay mesophilic aerobic spores and bacteria that are able to survive a heat treatment for 15 min at 80 °C are determined. The flow-chart for the swab assay 1 is schematically shown in Figure D-1.
Figure D-1: Flow chart for the standard swab assay (swab assay 1) SIST EN 16602-70-55:2015



EN 16602-70-55:2015 (E) 22 D.1.2 Sample collection Prepare a sufficient number of sterile swabs and test tubes with sterile water, ASTM type IIB (ASTM D 1193), for all swab samples to be collected, plus controls. Aseptically remove a sterile swab from its container and moisten the head of the swab in a test tube with sterile water, ASTM type IIB. Express excess moisture from the swab against the interior wall of the tube. Hold the swab so that the handle makes about a 30° angle with the surface to be sampled. While moving the swab in one direction, rotate the head of the swab slowly and thoroughly over a measured 25 cm2 surface area. Change the linear direction of the swabbing motion 90° and again swab the surface thoroughly. Complete a third coverage of the surface by again changing the direction of the swabbing motion by 135°.
Return the swab head to a tube containing 2,5 ml sterile buffer (PBS + 0,02 v/v % Tween 80, pH 7,2) by breaking the swab shaft at the breakpoint. D.1.3 Transport and storage Transport samples to the laboratory and store at (4 – 8) °C and process within 24 hours. D.1.4 Extraction Place each tube containing the buffer and the swab on a vortex mixer and vortex at maximum power for 5 - 6 seconds. NOTE
Sonification can be required depending on the swap type used. D.1.5 Heat shock Place the tube containing the vortexed suspension and the swab in a water bath at (80 ± 2) °C for 15 minutes, as determined by a pilot tube containing a thermometer. Make certain the water bath level is above the level of the liquid content of each tube being heated.
After heat shock, cool the tubes rapidly to bring the contents to (30 – 35) °C. If the entire plating procedure last more than 10 minutes, the heat shocked tubes should be placed in an ice bath for no longer than 45 minutes prior to plating.
D.1.6 Plating Vortex swab extraction suspension for 5 – 6 seconds and aseptically pipette 0,5 ml aliquots of the swab extraction suspension onto the surface of R2A Petri plates, using 2 ml total.
Use a sterile spreader to spread the dilution o
...