SIST-TS ISO/TS 16489:2010

SLOVENSKI STANDARD
SIST-TS ISO/TS 16489:2010
01-september-2010
Kakovost vode - Navodilo za ugotavljanje primerljivosti rezultatov
Water quality - Guidance for establishing the equivalency of results
Qualité de l'eau - Lignes directrices pour la création de l'équivalence des résultats
Ta slovenski standard je istoveten z: ISO/TS 16489:2006
ICS:
13.060.45 Preiskava vode na splošno Examination of water in
general
SIST-TS ISO/TS 16489:2010 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST-TS ISO/TS 16489:2010

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SIST-TS ISO/TS 16489:2010

TECHNICAL ISO/TS
SPECIFICATION 16489
First edition
2006-05-15

Water quality — Guidance for
establishing the equivalency of results
Qualité de l'eau — Lignes directrices pour la création de l'équivalence
des résultats




Reference number
ISO/TS 16489:2006(E)
©
ISO 2006

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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
Contents Page
Foreword. iv
Introduction . v
1 Scope .1
2 Normative references .1
3 Terms and definitions .1
4 Overview of the different approaches .2
5 Amount of data.2
6 Data comparisons.3
7 Comparison of arithmetic means of two independently obtained sets of data .3
8 Comparison of population and sample arithmetic means .4
9 Analysis of variance .5
10 Determination of the equivalence of analytical results obtained from samples from
different matrices.7
10.1 General.7
10.2 Determination of the equivalence of the analytical results of real samples using
orthogonal regression.7
10.3 Evaluation according to the difference method .9
11 Reporting .10
Annex A (informative) Statistical tables.11
Annex B (informative) Example of a comparison of arithmetic means of two independently
obtained sets of data.13
Annex C (informative) Example of a comparison of population and sample arithmetic means.15
Annex D (informative) Example of an analysis of variance .16
Annex E (informative) Examples of a comparison of results from samples of different matrices.18
Annex F (informative) Illustrative examples of graphic plots.24
Annex G (informative) Schematic diagrams.27
Bibliography .29

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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies
(ISO member bodies). The work of preparing International Standards is normally carried out through ISO
technical committees. Each member body interested in a subject for which a technical committee has been
established has the right to be represented on that committee. International organizations, governmental and
non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the
International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of technical committees is to prepare International Standards. Draft International Standards
adopted by the technical committees are circulated to the member bodies for voting. Publication as an
International Standard requires approval by at least 75 % of the member bodies casting a vote.
In other circumstances, particularly when there is an urgent market requirement for such documents, a
technical committee may decide to publish other types of normative document:
⎯ an ISO Publicly Available Specification (ISO/PAS) represents an agreement between technical experts in
an ISO working group and is accepted for publication if it is approved by more than 50 % of the members
of the parent committee casting a vote;
⎯ an ISO Technical Specification (ISO/TS) represents an agreement between the members of a technical
committee and is accepted for publication if it is approved by 2/3 of the members of the committee casting
a vote.
An ISO/PAS or ISO/TS is reviewed after three years in order to decide whether it will be confirmed for a
further three years, revised to become an International Standard, or withdrawn. If the ISO/PAS or ISO/TS is
confirmed, it is reviewed again after a further three years, at which time it must either be transformed into an
International Standard or be withdrawn.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. ISO shall not be held responsible for identifying any or all such patent rights.
ISO/TS 16489 was prepared by Technical Committee ISO/TC 147, Water quality, Subcommittee SC 2,
Physical, chemical and biochemical methods.
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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
Introduction
The methods referred to in this Technical Specification can comprise a standard or reference method, the
results of which are to be compared with results generated by an alternative, perhaps more simple, method.
Alternatively, a comparison of results produced by an old established method and those produced by a new
more modern technique can be undertaken. The methods can be laboratory based or undertaken “on-site”
where the samples are taken.
No indication is given to confirm whether either one of the two methods, in terms of bias, is better or worse
than the other method, only that the results produced by both methods are considered equivalent or not, in
terms of the calculated means, standard deviations and variances. The procedures described are not to be
used for, and do not apply to, situations to establish whether two methods can be shown to be equivalent. The
procedures apply only to demonstrating equivalency of results.
Since standard deviations and means can vary with concentrations, especially where concentrations vary over
several orders of magnitude, the procedures described in Clauses 7 to 9 are only applicable to samples
containing a single level of concentration. It would be necessary to repeat the procedures for each
concentration level if different concentration levels are encountered, and it is shown that standard deviations
and means vary over these concentration levels. It might be that the demonstration of equivalence can only be
achieved over relatively small concentration ranges. For multiple concentration levels, the procedures
described in Clause 10 might be applicable. In addition, the laboratory will need to show that both methods
are suitable and appropriate for the sample matrix and the parameter under investigation, including the level
of concentration of the parameter. Also, the experimental data obtained in the comparison of results should
reflect the specific application for which equivalence is questioned, as different matrices can lead to different
results with the two methods.
Throughout this Technical Specification, it is assumed that results are obtained essentially under repeatability
conditions, but it is recognized that this will not always be so. Hence, where appropriate, identical samples are
analysed by the same analyst using the same reagents and equipment in a relatively short period of time.
Furthermore, a level of confidence of 95 % is assumed. The statistical tests described in this Technical
Specification assume that the data to be compared are independent and normally distributed in a Gaussian
manner. If they are not, the data might not be suitable for the statistical treatments described and additional
data might need to be collected.
The power of the statistical test is greatly enhanced when sufficient data are available for comparisons; i.e.
when the numbers of degrees of freedom are available to enable a meaningful interpretation to be made.
However, it is recognized that a statistically significant difference might not necessarily infer an important or
meaningful difference, and a personal judgement should be made on whether a statistically significant
difference is important or meaningful and relevant. Alternatively, a statistical test might not be sufficiently
powerful to be able to detect a difference that from a practical point of view could be regarded as important or
meaningful.
To aid the analyst, advice is provided as to which clause (and corresponding annex) is applicable to the
circumstances surrounding the data that have been generated. It is recognized that when results are
compared they can have been generated under a variety of different conditions.

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SIST-TS ISO/TS 16489:2010

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SIST-TS ISO/TS 16489:2010
TECHNICAL SPECIFICATION ISO/TS 16489:2006(E)

Water quality — Guidance for establishing the equivalency
of results
1 Scope
This Technical Specification describes statistical procedures to test the equivalency of results obtained by two
different analytical methods used in the analysis of waters. This Technical Specification is not applicable for
establishing whether two methods can be shown to be equivalent. The procedures given in this Technical
Specification are only applicable to demonstrating the equivalency of results.
2 Normative references
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
ISO 5725-2, Accuracy (trueness and precision) of measurement methods and results — Part 2: Basic method
for the determination of repeatability and reproducibility of a standard measurement method
NOTE A practical guidance document to assist in the use of ISO 5725-2 has been published: see ISO/TR 22971.
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply:
3.1
precision
closeness of agreement between independent test results obtained under repeatability conditions
NOTE 1 Precision depends only on the distribution of random errors and does not relate to the true, specified or
accepted value.
NOTE 2 Measurement of precision is usually expressed in terms of imprecision and computed as a standard deviation
of the test results. Less precision is reflected by a larger standard deviation.
NOTE 3 “Independent test results” means results obtained in a manner not influenced by any previous result on the
same sample. Quantitative measurements of precision depend critically on stipulated conditions.
3.2
repeatability conditions
conditions where independent test results are obtained with the same method on identical test samples in the
same laboratory, by the same operator, using the same reagents and equipment within short intervals of time
3.3
analytical method
unambiguously written procedure describing all details required to carry out the analysis of the determinand or
parameter, namely: scope and field of application, principle and/or reactions, definitions, reagents, apparatus,
analytical procedures, calculations and presentation of results, performance data and test report
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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
4 Overview of the different approaches
Where a sample is analysed in replicate using two methods, then the procedures described in Clause 7 and
Annex B may be used. The results should, ideally, be generated by a single analyst, however, it is recognized
that different analysts can be involved.
The procedures described in Clause 8 and Annex C might be applicable where, over a period of time,
samples are analysed by different analysts using a particular method and these results are compared with
results generated using an alternative method that is carried out by one or more analysts. In this case,
however, the assumption of repeatability will not be applicable.
Where different analysts are involved in the generation of data, the procedures described in Clause 9 and
Annex D may be used. In these cases, the assumption of repeatability will not be applicable. Where identical
samples are analysed by one or more analysts using two different methods, the procedures described in
Clause 10 and Annex E might be more appropriate. This might be applicable where the same or different
concentration levels are indicated.
5 Amount of data
The approach described in this Technical Specification demonstrates the importance that the power of the
significance tests lies in the amount of data available as well as the quality (spread) of the data. Throughout
this Techncial Specification, it is assumed that the level of confidence is established at 95 %. This might
represent a degree of acceptability that is insufficient for certain purposes. This would mean that individual
circumstances would merit individual consideration as to whether this Technical Specification, in terms of the
confidence level used, should be applied. Confidence levels of 99 % or higher might be, in certain
circumstances, more appropriate. In addition, where a statistically significant difference has been suggested
by a statistical analysis of the data, there is always a need to question whether this difference is important or
relevant, in terms of its suitability and fitness for purpose, and not in terms of its statistical meaning or
understanding. This judgement should be based on whether the analytical results are fit for their intended
purpose.
For example, with large amounts of data, it is possible to conclude that there is a statistically significant
difference between 50,1 and 50,2. Whether this difference is important or meaningful is another matter when
deciding on the suitability of the method.
Before any statistical treatment is undertaken, it is always useful to plot a graph of the data. This will provide a
visual display of the results, an inspection of which should reveal the amount and quality of data available for
comparison. In this way, the number of results and the spread (or range) of the data is easily observed.
Figures F.1 to F.6 (Annex F) show illustrative examples of the type of plots that can be produced and the
interpretations that can be concluded. Figures F.1 to F.3 show the arithmetic means of the results from a
series of determinations undertaken in comparative exercises of two methods and the associated
interpretations. Figures F.4 to F.6 show the spread or range of results from a series of determinations and
possible interpretations.
From the data, the arithmetic mean (average) x of a number, n, of determinations or measurements, x , and
i
the standard deviation, s, of numerous repeated determinations obtained under repeatability conditions, are
calculated from Equations (1) and (2):
in=
x
∑ i
i=1
x= (1)
n
2
in=
⎛⎞
⎜⎟x
∑ i
in= ⎜⎟
2⎝⎠i=1
x −
i
∑
n
i=1
s= (2)
n−1
2
The square of the standard deviation is known as the variance, namely, s .
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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
6 Data comparisons
When the results from two methods are compared, different situations will arise depending upon the
circumstances surrounding the manner in which the results are determined. Hence, the comparison will differ
for different situations. By way of example, Clauses 7 to 10 describe the different approaches that can be
encountered when sets of data are to be compared. In addition, since the comparisons undertaken in this
Technical Specification are used to establish whether a difference between sets of data exists, rather than to
determine whether one set of data is superior to another, then a two-sided test is carried out, rather than a
one-sided test.
Data comparisons can be further complicated by the inclusion of outlier tests to establish whether sets of data
contain values that are considered significantly different from the rest of the data. A number of different outlier
tests are available and some of these are described in more detail in ISO 5725-2. Other outlier tests may also
be used, for example see Annex E. Further consideration of, and the need for, outlier tests are not considered
in this Technical Specification but will need to be taken into consideration.
The example comparisons and information contained in Figures F.1 to F.6 and Annexes B to E are for
illustrative purposes only. Suitable computer software might be available to facilitate the numerical
calculations. In addition, the examples shown are based on limited data to highlight the manner in which the
calculations were carried out. They are not presented as actual data comparisons. In reality, many more
results would be required before calculations of this type are undertaken. Schematic diagrams outlining the
procedures that can be undertaken are shown in Figures G.1 and G.2 in Annex G.
Samples for analysis should be taken using procedures given in relevant International Standards appropriate
to the parameter being analysed.
7 Comparison of arithmetic means of two independently obtained sets of data
Under repeatability conditions, analyse a sample in replicate using the two methods. The number of replicate
determinations or measurements carried out with each method can be different, but for both methods should
be sufficient to provide confidence in the statistical treatment that follows. This may involve 6 to 10 or more
repeat determinations. For example, for the analytical method, method i, the following determinations can be
obtained, namely x , x , x , x … x and x . For the alternative analytical method, method j, the following
1 2 3 4 n−1 n
determinations can be obtained, namely y , y , y … y and y . From these values the corresponding
1 2 3 m−1 m
2 2
means, standard deviations and variances are calculated, x , y , s , s , s and s respectively.
i j i j
2 2
To ascertain whether the precision or spread of data (in terms of the variances s and s ) obtained from the
i j
two methods differ statistically, a statistical F-test should be carried out. This statistical test will show whether
there is a statistically significant difference between the two variances. The F-value calculated (F ) should
calc
then be compared with the tabulated or theoretical F-value (F ) obtained for the corresponding amount of
tab
data; i.e. number of degrees of freedom, at the stated level of confidence required, in this case 95 % (see
Table A.1). If F is less than F , then it can be concluded that there is a statistically significant difference
tab calc
2 2
between the two variances; i.e. s and s are not the same and, hence, cannot be regarded as being
i j
equivalent.
Under these circumstances, the variances should not be combined to form a single variance value. The
method exhibiting the smaller variance is the more precise of the two methods.
If F is greater than F , then it can be concluded that there is no statistically significant difference between
tab calc
2 2
the two variances; i.e. s and s can be regarded as being similar and, hence, can be regarded as being
i j
equivalent. Under these circumstances, the precision of the results generated by both methods can be
regarded as being equivalent.
F should be calculated as follows:
calc
2
2
s
s
j
i
FF==or (3)
calc calc
22
s s
j i
The equation is always arranged so that a value greater than 1 is obtained.
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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
If no statistically significant difference is indicated for the variances, i.e. if F is greater than F , then the
tab calc
spread of results from both methods can be regarded as being similar. In such a case, the results from both
methods can be combined to produce a pooled or combined standard deviation, s , according to Equation (4):
c
22
sn(1−+) s (m−1)
ij
s = (4)
c
nm+− 2
To ascertain if the arithmetic means, x , y , obtained for both methods differ statistically, a t-test should be
carried out. This test will show whether there is a statistically significant difference between the two means.
The t-value calculated (t ) should then be compared with the tabulated or theoretical t-value (t ) obtained
calc tab
for the corresponding amount of data; i.e. number of degrees of freedom, at the stated level of confidence
required, in this case 95 % (see Table A.2). If t is less than t , then it can be concluded that there is a
tab calc
statistically significant difference between the two arithmetic means; i.e. x and are not the same, and
y
hence cannot be regarded as being equivalent.
If t is greater than t , then it can be concluded that there is no statistically significant difference between
tab calc
the two means; i.e. x and y can be regarded as being similar and, hence, can be regarded as being
equivalent. Under these circumstances, the bias of the results generated by both methods can be regarded as
being equivalent.
t should be calculated as follows:
calc
xy−
()
t = (5)
calc
⎛⎞11
s +
c⎜⎟
nm
⎝⎠
Using these tests, it can be concluded that the precision and bias of the results generated for both methods
2 2
might or might not be similar. Only if the precision (in terms of s and s ) and bias (in terms of x and ) of
y
i j
both sets of results show no statistically significant difference can the results be considered equivalent.
An example of this approach is shown in Annex B.
The use of these statistical tests can also indicate whether the method performance capabilities change
significantly over periods of time from those originally established. In these instances, it might be that
analytical quality control data can be used and compared over the two time periods rather than considering
the data being generated by two different methods.
8 Comparison of population and sample arithmetic means
Over a long period of time, a method might be used by different analysts which provides sufficient information
to be established, for example on the overall arithmetic mean, µ, of quality control samples. If a different
method is then used by a number of analysts and information gathered on its performance, for a (small)
number of determinations, n, the arithmetic mean, x , and standard deviation, s, can be calculated from results
obtained using the new method.
To ascertain whether the results from the new method differ statistically from the results obtained by the old
method, a t-test should be carried out. This test will show whether there is a statistically significant difference
between the two means, µ and x . The t-value calculated (t ) should then be compared with the tabulated or
calc
theoretical t-value (t ) obtained for the corresponding amount of data; i.e. number of degrees of freedom, at
tab
the stated level of confidence required (see Table A.2). If t is less than t , then it can be concluded that
tab calc
there is a statistically significant difference between the two arithmetic means; i.e. µ and x are not the same,
and hence, cannot be regarded as being equivalent.
If t is greater than t , then it can be concluded that there is no statistically significant difference between
tab calc
the two means; i.e. µ and x can be regarded as being similar, and hence, can be regarded as being
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SIST-TS ISO/TS 16489:2010
ISO/TS 16489:2006(E)
equivalent. Under these circumstances, the bias of the results generated by both methods can be regarded as
being equivalent.
On this occasion, t should be calculated as follows:
calc
()x−µ
t =
(6)
calc
s
n
An example of this approach is shown in Annex C.
As well as demonstrating the equivalency of results, this test can also be used to ascertain if a method that is
used and exhibits a certain bias is deemed acceptable when compared with a target bias value. For example,
a method exhibiting a bias of, say, 10,5 % might or might not be statistically acceptable when compared with a
target bias value of, say, 10 %. Hence, the actual method performance can be compared to a required level of
performance.
9 Analysis of variance
When a new method is proposed, a number of different analysts might be used to generate results or
performance data to demonstrate its capability. Under these circumstances, when repeat determinations are
made, there will always be some variability in the results and it can be difficult to ascertain if real differences
exist between the different sets of data produced by the different analysts. One way this could be undertaken
would be to carry out repeated t-tests, as described in Clause 7. Repeated use of this test to compare all
combinations of data sets, however, increases the probability of making erroneous conclusions. An easier way
is to carry out an analysis of variance (ANOVA) test. This test will help to ascertain whether there are
statistically significant differences between the sets of data generated by the different analysts. In other words,
the ANOVA test is used to determine the statistical significance of differences in the arithmetic means of
different sets of data. The data should be arranged as indicated in Table 1, and then an F-test should be
carried out. The F-value calculated (F ) should then be compared with the tabulated or theoretical F-value
calc
(F ) obtained for the
...