SIST EN 13001-3-6:2018+A1:2021

SLOVENSKI STANDARD
SIST EN 13001-3-6:2018+A1:2021
01-september-2021
Žerjavi - Konstrukcija, splošno - 3-6. del: Mejna stanja in dokaz varnosti
mehanizma - Hidravlični cilindri
Cranes - General design - Part 3-6: Limit states and proof of competence of machinery -
Hydraulic cylinders
Krane - Konstruktion allgemein - Teil 3-6: Grenzzustände und Sicherheitsnachweis von
Maschinenbauteilen - Hydraulikzylinder
Appareils de levage à charge suspendue - Conception générale - Partie 3-6 : États
limites et vérification d'aptitude des éléments de mécanismes - Vérins hydrauliques
Ta slovenski standard je istoveten z: EN 13001-3-6:2018+A1:2021
ICS:
23.100.20 Hidravlični valji Cylinders
53.020.20 Dvigala Cranes
SIST EN 13001-3-6:2018+A1:2021 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN 13001-3-6:2018+A1:2021

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SIST EN 13001-3-6:2018+A1:2021


EN 13001-3-6:2018+A1
EUROPEAN STANDARD

NORME EUROPÉENNE

June 2021
EUROPÄISCHE NORM
ICS 23.100.20; 53.020.20 Supersedes EN 13001-3-6:2018
English Version

Cranes - General design - Part 3-6: Limit states and proof
of competence of machinery - Hydraulic cylinders
Appareils de levage à charge suspendue - Conception Krane - Konstruktion allgemein - Teil 3-6:
générale - Partie 3-6 : États limites et vérification Grenzzustände und Sicherheitsnachweis von
d'aptitude des éléments de mécanismes - Vérins Maschinenbauteilen - Hydraulikzylinder
hydrauliques
This European Standard was approved by CEN on 13 November 2017 and includes Amendment 1 approved by CEN on 9 May
2021.

CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this
European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references
concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN
member.

This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management
Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and
United Kingdom.





EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2021 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 13001-3-6:2018+A1:2021 E
worldwide for CEN national Members.

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SIST EN 13001-3-6:2018+A1:2021
EN 13001-3-6:2018+A1:2021 (E)
Contents Page
European foreword . 4
Introduction . 5
1 Scope . 6
2 Normative references . 6
3 Terms, definitions and symbols . 7
3.1 Terms and definitions . 7
3.2 Symbols an abbreviations . 7
3.3 Terminology . 10
4 General . 12
4.1 Documentation . 12
4.2 Materials for hydraulic cylinders . 13
4.2.1 General requirements . 13
4.2.2 Grades and qualities . 14
5 Proof of static strength . 14
5.1 General . 14
5.2 Limit design stresses . 16
5.2.1 General . 16
5.2.2 Limit design stress in structural members . 16
5.2.3 Limit design stresses in welded connections . 17
5.3 Linear stress analysis . 17
5.3.1 General . 17
5.3.2 Typical load cases and boundary conditions . 17
5.3.3 Cylinder tube . 19
5.3.4 Cylinder bottom . 20
5.3.5 Piston rod welds . 21
5.3.6 Cylinder head . 22
5.3.7 Cylinder tube and piston rod threads . 22
5.3.8 Thread undercuts and locking wire grooves . 22
5.3.9 Oil connector welds . 23
5.3.10 Connecting interfaces to crane structure . 23
5.4 Nonlinear stress analysis . 24
5.4.1 General . 24
5.4.2 Standard cylinder with end moments . 24
5.4.3 Support leg . 24
5.5 Execution of the proof . 25
5.5.1 Proof for load bearing components . 25
5.5.2 Proof for bolted connections . 25
5.5.3 Proof for welded connections . 26
6 Proof of fatigue strength . 26
6.1 !General . 26
6.2 Stress histories . 26
6.3 Execution of the proof . 28
6.4 Limit design stress range . 28
6.5 Details for consideration . 28
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6.5.1 General . 28
6.5.2 Bottom weld. 29
6.5.3 Notch stress at oil connectors . 31
6.5.4 Cylinder head . 32
6.5.5 Piston rod . 34
6.5.6 Cylinder head bolts . 36
6.5.7 Cylinder head flange weld . 36
6.5.8 Mechanical interfaces . 39
7 Proof of elastic stability . 39
7.1 General . 39
7.2 Critical buckling load . 39
7.3 Limit compressive design force . 41
7.4 Execution of the proof . 42
Annex A (informative) Critical buckling load for common buckling cases . 43
A.1 General . 43
A.2 Buckling case A . 44
A.3 Buckling case B . 44
A.4 Buckling case C . 45
A.5 Buckling case D . 45
A.6 Buckling case E . 45
A.7 Buckling case F . 46
A.8 Buckling case G . 46
Annex B (informative) Second order analysis of two important cases . 47
B.1 Compressed cylinder with end moments and angular misalignment . 47
B.2 Compressed cylinder with lateral end force and angular misalignment . 48
B.3 Axial stresses for cases in B.1 and B.2 . 49
Annex C (informative) Shell section forces and moments for cylinder bottom . 50
Annex D (informative) Fatigue analysis of bottom weld for more complex cases . 53
Annex E (informative) Selection of a suitable set of crane standards for a given application . 56
Annex F (informative) List of hazards . 58
Annex ZA (informative) Relationship between this European Standard and the essential
requirements of Directive 2006/42/EC aimed to be covered . 59
Bibliography . 60

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SIST EN 13001-3-6:2018+A1:2021
EN 13001-3-6:2018+A1:2021 (E)
European foreword
This document (EN 13001-3-6:2018+2021) has been prepared by Technical Committee CEN/TC 147
“Cranes — Safety”, the secretariat of which is held by DIN.
This European Standard shall be given the status of a national standard, either by publication of an
identical text or by endorsement, at the latest by December 2021, and conflicting national standards
shall be withdrawn at the latest by December 2021.
This document includes Amendment 1 approved by CEN on 21 May 2021.
This document supersedes EN 13001-3-6:2018.
The start and finish of text introduced or altered by amendment is indicated in the text by tags !".
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN shall not be held responsible for identifying any or all such patent rights.
This document has been prepared under a mandate given to CEN by the European Commission and the
European Free Trade Association, and supports essential requirements of EU Directive(s).
For relationship with EU Directive(s), see informative Annex ZA, which is an integral part of this
document.
According to the CEN-CENELEC Internal Regulations, the national standards organisations of the
following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of
North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the
United Kingdom.

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Introduction
This European Standard has been prepared to be a harmonized standard to provide one means for the
mechanical design and theoretical verification of cranes to conform with the essential health and safety
requirements of the Machinery Directive, as amended. This standard also establishes interfaces
between the user (purchaser) and the designer, as well as between the designer and the component
manufacturer, in order to form a basis for selecting cranes and components.
This European Standard is a type C standard as stated in EN ISO 12100:2010.
The machinery concerned and the extent to which hazards, hazardous situations and events are
covered are indicated in the scope of this standard.
When provisions of this type C standard are different from those which are stated in type A or B
standards, the provisions of this type C standard take precedence over the provisions of the other
standards, for machines that have been designed and built according to the provisions of this type C
standard.

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1 Scope
!This document is to be used together with the other generic parts of EN 13001 series of standards,
see Annex E, as well as pertinent crane type product EN standards, and as such they specify general
conditions, requirements and methods to, by design and theoretical verification, prevent mechanical
hazards of hydraulic cylinders that are part of the load carrying structures of cranes. Hydraulic piping,
hoses and connectors used with the cylinders are not within the scope of this document, as well as
cylinders made from other material than carbon steel.
NOTE 1 Specific requirements for particular crane types are given in the appropriate European product
standards, see Annex E.
The significant hazardous situations and hazardous events that could result in risks to persons during
intended use are identified in Annex F. Clauses 4 to 7 of this document provide requirements and
methods to reduce or eliminate these risks:"
a) exceeding the limits of strength (yield, ultimate, fatigue);
b) elastic instability (column buckling).
!NOTE 2" EN 13001–3–6 deals only with the limit state method in accordance with EN 13001–1.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
!deleted text"
EN 10277-2:2008, Bright steel products — Technical delivery conditions — Part 2: Steels for general
engineering purposes
!EN 10297-1:2003, Seamless circular steel tubes for mechanical and general engineering purposes —
Technical delivery conditions — Part 1: Non-alloy and alloy steel tubes"
EN 10305-1:2016, Steel tubes for precision applications — Technical delivery conditions — Part 1:
Seamless cold drawn tubes
EN 10305-2:2016, Steel tubes for precision applications — Technical delivery conditions — Part 2:
Welded cold drawn tubes
!EN 13001-1:2015, Cranes — General design — Part 1: General principles and requirements
EN 13001-2:2014, Crane safety — General design — Part 2: Load actions
EN 13001-3-1:2012+A2:2018, Cranes — General design — Part 3-1: Limit States and proof competence
of steel structure"
EN ISO 148-1:2016, Metallic materials — Charpy pendulum impact test — Part 1: Test method (ISO 148-
1:2016)
!EN ISO 683-1:2018, Heat-treatable steels, alloy steels and free-cutting steels — Part 1: Non-alloy steels
for quenching and tempering (ISO 683-1:2016)
EN ISO 683-2:2018, Heat-treatable steels, alloy steels and free-cutting steels — Part 2: Alloy steels for
quenching and tempering (ISO 683-2:2016)"
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EN 13001-3-6:2018+A1:2021 (E)
EN ISO 5817:2014, Welding — Fusion-welded joints in steel, nickel, titanium and their alloys (beam
welding excluded) — Quality levels for imperfections (ISO 5817:2014)
EN ISO 8492:2013, Metallic materials — Tube — Flattening test (ISO 8492:2013)
EN ISO 12100:2010, Safety of machinery — General principles for design — Risk assessment and risk
reduction (ISO 12100:2010)
ISO 724:1993, ISO general-purpose metric screw threads — Basic dimensions
3 Terms, definitions and symbols
3.1 Terms and definitions
For the purposes of this document, the terms and definitions given in EN ISO 12100:2010 apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— IEC Electropedia: available at http://www.electropedia.org/
— ISO Online browsing platform: available at http://www.iso.org/obp
3.2 Symbols an abbreviations
The essential symbols and abbreviations are given in Table 1.
Table 1 — Symbols and abbreviations
Symbols Description
A% Percentage elongation at fracture
a Weld throat thickness
A , B , C , D
Constants
i i i i
A
Stress area
s
D Piston diameter
d Rod diameter
D
Diameter of axles
a,i
D
Pressure affected diameter
p
D
Weld diameter
w
E Modulus of elasticity
F Compressive force
F
Compressive force
A
FE Finite Elements
f
Limit design stress
Rd
f
Limit design stress, normal
Rdσ
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Symbols Description
f
Limit design stress, shear
Rdτ
F
Lateral force
S
F
External design force
Sd
f
Ultimate strength
u
f
Limit design weld stress
w,Rd
f
Yield strength
y
h thickness of the cylinder bottom
I Moment of inertia, generic
I
Moment of inertia of the tube
1
I
Moment of inertia of the rod
2
L Overall length of the cylinder
L
Length of the cylinder tube
1
L
Length of the cylinder rod
2
m Slope of the log Δσ – log N curve
Shell section bending moment, acting at the intersection between tube and
M
0
bottom
MB Bending moment
N Compressive force
N
Critical buckling load
k
N
Limit compressive design force
Rd
! deleted text"
p
Maximum pressure in piston side chamber
i1
p
Maximum pressure in rod side chamber
i2
p
Outer pressure
o
p
Design pressure
Sd
Middle radius of the tube (R = R + t/2)
R
i
r
Inner radius of the tube
i
R
Inner radius of the tube
i
r
Outer radius of the tube
o
r
Outer radius of the piston rod
r
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Symbols Description
s
Stress history parameter (see EN 13001–3-1)
3
t Wall thickness of the tube
Shell section transverse force, acting at the intersection between tube and
T
0
bottom
x, y Longitudinal and lateral coordinates
α Angular misalignment, radians
γ General resistance factor (γ = 1,1, see EN 13001–2)
m m
γ
Fatigue strength specific resistance factor (see EN 13001–3-1)
mf
γ Total resistance factor (γ = γ · γ )
R R m s
γ
Specific resistance factor
s
Δσ Stress range
Δσ
Bending stress range in the tube
b
Δσ
Characteristic fatigue strength
c
Δσ
Membrane stress range in the tube (axial)
m
Δσ
Limit design stress range
Rd
Δσ
Design stress range
Sd
Δp
Design pressure range on piston side
Sd
δ
Maximum displacement
max
κ Reduction factor for buckling
λ Slenderness
λ
Friction parameters
i
μ
Friction factors
i
ν Poisson’s ratio (ν = 0,3 for steel)
σ
Axial stress in the tube
a
σ
Lower extreme value of a stress range
b
σ
Radial stress in the tube
r
σ
Design stress, normal
Sd
σ
Tangential stress in the tube (hoop stress)
t
σ
Upper extreme value of a stress range
u
σ
Weld design stress, normal
w,Sd
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Symbols Description
τ
Design stress, shear
Sd
τ
Weld design stress, shear
w,Sd
3.3 Terminology
Terms which are used in this European Standard for the main parts of hydraulic cylinder are indicated
in Figure 1 to Figure 3.
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EN 13001-3-6:2018+A1:2021 (E)

Key
1 bushing
2 rod head
3 cylinder head
4 oil connector
5 piston rod
6 cylinder tube
7 spacer
8 piston
9 nut
10 cylinder bottom
11 grease nipple
12 piston side chamber
13 rod side chamber
Figure 1 — Complete cylinder
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Key
1 wiper
2 O-ring
3 secondary seal
4 guide ring (2 × )
5 primary seal
6 backup ring
7 O-ring
Figure 2 — Cylinder head

Key
1 seal
2 pressure element
3 guide ring (2 × )
Figure 3 — Piston
The figures above show some specific design features in order to exemplify the terminology. Other
designs may be used.
4 General
4.1 Documentation
The documentation of the proof of competence shall include:
— design assumptions including calculation models;
— applicable loads and load combinations;
— material grades and qualities;
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!— weld quality levels, in accordance with EN ISO 5817:2014 and EN 13001-3-
1:2012+A2:2018;"
— relevant limit states;
— results of the proof of competence calculation, and tests when applicable.
4.2 Materials for hydraulic cylinders
4.2.1 General requirements
!The materials for cylinder tubes and piston rods shall fulfil the following requirements:"
!— The impact toughness shall be tested in accordance with EN ISO 148-1:2016 and shall meet the
requirements stated in EN 13001-3-1:2012+A2:2018. Samples shall be cut out in the
longitudinal direction. For cylinder tubes and tubes for pressurized piston rods, samples shall
also be cut out in the transversal direction. The samples shall be prepared such that the axis of
the notch is perpendicular to the surface of the tube."

Key
1 sample cut out in longitudinal direction
2 sample cut out in transversal direction
Figure 4 — Sample for impact toughness testing
!— If the material thickness does not allow samples to be cut out in the transversal direction, the
tube material shall instead pass a flattening test in accordance with EN ISO 8492:2013. Two
flattening tests are required for welded tubes, one with the weld aligned with the press
direction and one where the weld is placed 90 degrees from the press direction. The tube
section shall be flattened down to a height H given by:"
!
1+⋅C t
( )
H=
t
C+
D
o
"
where
!C is a factor that depends on the yield strength of the tube,
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 C is 0,07 for f ≤ 400 MPa and C is 0,05 for f > 400 MPa;"
y y
D is the outer diameter of the tube;
o
t is the wall thickness of the tube.
!Material used in other parts shall meet the requirements stated in EN 13001-3-1:2012+A2:2018."
4.2.2 Grades and qualities
!European Standards specify materials and specific values. This standard gives a preferred selection.
Steels in accordance with the following European Standards shall be used as material for cylinder tubes
and piston rods:"
!— EN ISO 683-1:2018;
— EN ISO 683-2:2018;
— EN 10277-2:2008;
— EN 10297-1:2003;
— EN 10305-1:2016;
— EN 10305-2:2016."
!Alternatively, other steel grades and qualities than those listed in this clause may be used as
material for cylinder tubes and piston rods, provided that the following conditions apply:"
— the design value of f is limited to f /1,1 for materials with f /f < 1,1;
y u u y
— the percentage elongation at fracture A % ≥ 14 % on a gauge length LS5,65× (where S is
0 0 0
the original cross-sectional area);
!Grades and qualities of materials used in other parts of cylinders or mounting interfaces of cylinders
shall be selected in accordance with EN 13001-3-1:2012+A2:2018."
5 Proof of static strength
5.1 General
!A proof of static strength by calculation is intended to prevent excessive deformations due to
yielding of the material, elastic instability and fracture of structural members or connections. Dynamic
factors given in EN 13001-2:2014 or relevant product standards are used to produce equivalent static
loads to simulate dynamic effects. Also, load increasing effects due to deformation shall be considered.
The use of the theory of plasticity for calculation of ultimate load bearing capacity is not considered
acceptabl
...